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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Agoura Hills, CA

Every SEC-registered investment adviser representative at a firm office in Agoura Hills, with the firms that employ the most of them.

The short answer

40 registered advisors work in Agoura Hills; the most are at Edward Jones (5). 7 list the CFP designation and 31 are also registered broker representatives.

Firms with the most advisors in Agoura Hills

FirmAdvisors in Agoura Hills
Edward Jones news5
LPL Financial LLC news5
Planmember Securities Corporation5
Ameriprise Financial Services, LLC news4
Wells Fargo Clearing Services, LLC news3
J.P. Morgan Securities LLC news2
Advisory Dialectics1
Bragg Capital Management LLC1
Capital Guard Investments LLC1
Cetera Investment Advisers LLC news1
Citigroup Global Markets Inc. news1
Equitable Advisors, LLC news1
Financial & Tax Architects, LLC1
Financial Peak1
Morgan Stanley news1
Mutual Advisors, LLC1
Osaic Wealth, Inc. news1
She Wealth Advisors LLC1
Strategic Advisers LLC1
Susan Carlisle1
The Wealth Consulting Group1
Voya Financial Advisors, Inc.1

Advisors in Agoura Hills, A to Z

CFP advisors in Agoura Hills →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Agoura Hills, CA?

40 investment adviser representatives are registered at firm offices in Agoura Hills, California, according to the SEC's Investment Adviser Public Disclosure records. 31 of them are also registered as broker representatives, and 7 list the CFP designation.

Which firm has the most financial advisors in Agoura Hills?

Edward Jones, with 5 registered advisors in Agoura Hills, followed by LPL Financial LLC with 5.

How do I check a financial advisor in Agoura Hills?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.