Investment adviser representative · Capital Guard Investments LLC
Thomas J. Imhof
CRD 2649263 · Agoura Hills, CA
At a glance
Thomas J. Imhof is an investment adviser representative with Capital Guard Investments LLC in Agoura Hills, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Thomas’s SEC record dates to 1998, about 28 years ago. Designations on file: Certified Financial Planner.
Current advisory firm
- Capital Guard Investments LLCSince September 2025Agoura Hills, CA · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 1998 (28 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Thomas’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.