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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Elm Grove, WI

Every SEC-registered investment adviser representative at a firm office in Elm Grove, with the firms that employ the most of them.

43 registered advisors work in Elm Grove; the most are at LPL Financial LLC (7). 3 list the CFP designation and 33 are also registered broker representatives.

Firms with the most advisors in Elm Grove

FirmAdvisors in Elm Grove
LPL Financial LLC news7
Raymond James Financial Services Advisors, Inc. news6
Harbour Investments, Inc.5
Northwestern Mutual Investment Services, LLC4
Edward Jones news3
Northrock Partners, LLC3
Cambridge Investment Research Advisors, Inc. news2
Gtg Wealth Management, LLC2
Independent Financial Group, LLC2
Liberty Financial Group, Inc.2
Ameriprise Financial Services, LLC news1
Family Investment Planning, LLC1
First Trust Advisors LP1
Geder Investment Management, Inc.1
Quincy Wells Advisors, LLC1
Robert W. Baird & Co. Incorporated news1
Windermere Wealth Advisors, LLC1

Advisors in Elm Grove, A to Z

CFP advisors in Elm Grove →

Other cities in Wisconsin

All of Wisconsin →

Milwaukee 1,040Madison 646Brookfield 476Green Bay 426Waukesha 398Appleton 386Mequon 208Middleton 170Wausau 123Wauwatosa 118Eau Claire 107La Crosse 100West Bend 92Oshkosh 87Sheboygan 72De Pere 70Janesville 68Altoona 67Neenah 67Fond Du Lac 61Racine 60Kenosha 55Oconomowoc 55Verona 53

Questions

How many financial advisors are in Elm Grove, WI?

43 investment adviser representatives are registered at firm offices in Elm Grove, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records. 33 of them are also registered as broker representatives, and 3 list the CFP designation.

Which firm has the most financial advisors in Elm Grove?

LPL Financial LLC, with 7 registered advisors in Elm Grove, followed by Raymond James Financial Services Advisors, Inc. with 6.

How do I check a financial advisor in Elm Grove?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.