Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in Elm Grove, WI
Every SEC-registered investment adviser representative at a LPL Financial LLC office in Elm Grove, A to Z.
The short answer
7 registered advisors work at LPL Financial LLC in Elm Grove, out of 21,094 at the firm nationwide; it ranks number 1 in the city by advisors. 0 list the CFP designation and 7 are also registered broker representatives.
LPL Financial LLC advisors in Elm Grove, A to Z
Every LPL Financial LLC advisor →- Emily R. AlleeAlso a broker rep
- Allen R. DearingAlso a broker rep
- Michael A. DearingAlso a broker rep
- Leah GarlandAlso a broker rep
- Donald P. HaydenAlso a broker rep
- Joshua T. NettAlso a broker rep
- John G. SobiechAlso a broker rep
LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
LPL Financial LLC advisors in other cities
San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70
Other firms in Elm Grove
All Elm Grove advisors →Raymond James Financial Services Advisors, Inc. 6Harbour Investments, Inc. 5Northwestern Mutual Investment Services, LLC 4Edward Jones 3Northrock Partners, LLC 3
Questions
How many financial advisors does LPL Financial LLC have in Elm Grove?
7 investment adviser representatives are registered at LPL Financial LLC offices in Elm Grove, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 0 list the CFP designation and 7 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in Elm Grove?
LPL Financial LLC ranks number 1 in Elm Grove by registered advisors, ahead of Raymond James Financial Services Advisors, Inc. (6).
How do I check a LPL Financial LLC advisor in Elm Grove?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.