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Financial ADVSR advisor directory · SEC adviser records

Northwestern Mutual Investment Services, LLC financial advisors in Elm Grove, WI

Every SEC-registered investment adviser representative at a Northwestern Mutual Investment Services, LLC office in Elm Grove, A to Z.

The short answer

4 registered advisors work at Northwestern Mutual Investment Services, LLC in Elm Grove, out of 1,946 at the firm nationwide; it ranks number 4 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.

Northwestern Mutual Investment Services, LLC advisors in Elm Grove, A to Z

Every Northwestern Mutual Investment Services, LLC advisor →

Northwestern Mutual Investment Services, LLC advisors in every city and state →Northwestern Mutual Investment Services, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Northwestern Mutual Investment Services, LLC advisors in other cities

Milwaukee, WI 112New York, NY 53Atlanta, GA 41Indianapolis, IN 32Chicago, IL 29Pittsburgh, PA 29Albany, NY 26Houston, TX 24Saint Louis, MO 24Irvine, CA 23Cincinnati, OH 22Raleigh, NC 22Tampa, FL 21Nashville, TN 20W Des Moines, IA 18

Other firms in Elm Grove

All Elm Grove advisors →

LPL Financial LLC 7Raymond James Financial Services Advisors, Inc. 6Harbour Investments, Inc. 5Edward Jones 3Northrock Partners, LLC 3

Questions

How many financial advisors does Northwestern Mutual Investment Services, LLC have in Elm Grove?

4 investment adviser representatives are registered at Northwestern Mutual Investment Services, LLC offices in Elm Grove, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records, out of 1,946 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Is Northwestern Mutual Investment Services, LLC one of the largest advisor employers in Elm Grove?

Northwestern Mutual Investment Services, LLC ranks number 4 in Elm Grove by registered advisors; LPL Financial LLC has the most, with 7.

How do I check a Northwestern Mutual Investment Services, LLC advisor in Elm Grove?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northwestern Mutual Investment Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.