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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Southern Pines, NC

Every SEC-registered investment adviser representative at a firm office in Southern Pines, with the firms that employ the most of them.

The short answer

36 registered advisors work in Southern Pines; the most are at LPL Financial LLC (5). 9 list the CFP designation and 25 are also registered broker representatives.

Firms with the most advisors in Southern Pines

FirmAdvisors in Southern Pines
LPL Financial LLC news5
Cetera Investment Advisers LLC news3
Charles Schwab & Co., Inc. news2
Edward Jones news2
The Pines Wealth Management, LLC2
Wells Fargo Clearing Services, LLC news2
Align Financial Planning1
Ameriprise Financial Services, LLC news1
Brookstone Capital Management LLC1
Credit Union Investment Services1
Dreher Financial Partners1
Empower Advisory Group, LLC1
First Command Advisory Services1
Hart Investment Management Inc.1
Hicks Financial Partners, LLC1
Kiaros Advisors, LLC1
Mariner news1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Modera Wealth Management, LLC1
Newedge Advisors1
Osaic Wealth, Inc. news1
Pfs Investments Inc.1
RBC Capital Markets, LLC news1
Raymond James & Associates, Inc. news1
Raymond James Financial Services Advisors, Inc. news1

Advisors in Southern Pines, A to Z

CFP advisors in Southern Pines →

Other cities in North Carolina

All of North Carolina →

Charlotte 4,345Raleigh 1,727Greensboro 517Durham 494Wilmington 440Cary 273Chapel Hill 273Asheville 259Winston Salem 240Winston-Salem 237Huntersville 194Cornelius 172Greenville 116Mooresville 109Fayetteville 93Hickory 88Matthews 87Concord 86High Point 82Apex 68New Bern 59Wake Forest 59Burlington 58Hendersonville 58

Questions

How many financial advisors are in Southern Pines, NC?

36 investment adviser representatives are registered at firm offices in Southern Pines, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 25 of them are also registered as broker representatives, and 9 list the CFP designation.

Which firm has the most financial advisors in Southern Pines?

LPL Financial LLC, with 5 registered advisors in Southern Pines, followed by Cetera Investment Advisers LLC with 3.

How do I check a financial advisor in Southern Pines?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.