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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Arden, NC

Every SEC-registered investment adviser representative at a firm office in Arden, with the firms that employ the most of them.

24 registered advisors work in Arden; the most are at Prosperity Capital Advisors (3). 2 list the CFP designation and 16 are also registered broker representatives.

Firms with the most advisors in Arden

FirmAdvisors in Arden
Prosperity Capital Advisors3
Wells Fargo Clearing Services, LLC news3
Brookstone Capital Management LLC2
Credit Union Investment Services2
First Citizens Investor Services, Inc.2
Cambridge Investment Research Advisors, Inc. news1
Edelman Financial Engines news1
Edward Jones news1
Kenneth Frenke & Co.1
LPL Financial LLC news1
Matson Money, Inc.1
Oneascent Financial Services LLC1
Osaic Wealth, Inc. news1
PNC Wealth Management LLC1
Raymond James & Associates, Inc. news1
Raymond James Financial Services Advisors, Inc. news1
Stifel, Nicolaus & Company, Incorporated news1

Advisors in Arden, A to Z

CFP advisors in Arden →

Other cities in North Carolina

All of North Carolina →

Charlotte 4,345Raleigh 1,727Greensboro 517Durham 494Wilmington 440Cary 273Chapel Hill 273Asheville 259Winston Salem 240Winston-Salem 237Huntersville 194Cornelius 172Greenville 116Mooresville 109Fayetteville 93Hickory 88Matthews 87Concord 86High Point 82Apex 68New Bern 59Wake Forest 59Burlington 58Hendersonville 58

Questions

How many financial advisors are in Arden, NC?

24 investment adviser representatives are registered at firm offices in Arden, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 16 of them are also registered as broker representatives, and 2 list the CFP designation.

Which firm has the most financial advisors in Arden?

Prosperity Capital Advisors, with 3 registered advisors in Arden, followed by Wells Fargo Clearing Services, LLC with 3.

How do I check a financial advisor in Arden?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.