Financial ADVSR advisor directory · SEC adviser records
Osaic Institutions, Inc. financial advisors in New York
Every SEC-registered investment adviser representative at a Osaic Institutions, Inc. office in New York, by city and A to Z.
The short answer
45 registered advisors work at Osaic Institutions, Inc. in New York, out of 483 nationwide; it's the firm's number 3 state by advisors, and the most are in New York (16). 6 list the CFP designation and 45 are also registered broker representatives.
Osaic Institutions, Inc. advisors by city in New York
Every firm in New York →New York 16Poughkeepsie 4Brooklyn 3Goshen 3Astoria 2Kingston 2Ridgewood 2Albany 1Ballston Spa 1Bayside 1Bronx 1Catskill 1Copake 1Hartsdale 1Hicksville 1Massapequa 1Mount Kisco 1Plainview 1Schenectady 1Staten Island 1
Osaic Institutions, Inc. advisors in New York, A to Z
Search by name →- Rosemary C. AbreuNew York
- Fernando M. AscensoYorktown Heights
- Greggory R. BantumNew York
- Timothy J. BartholomewKingston
- Albert W. Bergmann Sr.Bayside
- Ella BuravlevaNew York
- Michael Caracappa Jr.Plainview
- Jerry CelentanoNew York
- Joseph S. CulottaNew York
- Shyanna D. CurlessCatskill
- Jose C. Da Silva Jr.Brooklyn
- Brian W. DalyPoughkeepsie
- Stephen V. DolanMassapequa · Certified Financial Planner
- Mikhael Hammer-BleichNew York
- John D. HeitzmanCopake
- Peter J. KlaridesNew York
- Sean M. KnowlesNew York
- Michael P. KushchRidgewood
- Robert J. LeeNew York
- Giuseppe F. LeoneAstoria
- Peter LevineStaten Island
- Chung Y. LinNew York
- Litao MaiNew York · Certified Financial Planner
- Robert E. ManteNew York
- Ling MaoNew York
- Claudio M. MastroianniAlbany · Certified Financial Planner
- Jermaine C. MatthewsBronx
- Thomas Mayas Jr.Brooklyn
- John A. McLoughlinGoshen
- Peter McMahonNew York
- Joseph E. MillerPoughkeepsie
- Jason A. NetrosioPoughkeepsie
- Michael C. OakleyBronxville · Certified Financial Planner
- Frank R. PetrilliBronx
- Antonio PiccolinoPoughkeepsie
- Joseph PillotHopewell Junction
- Cynthia V. PowellSchenectady
- Michael W. RiskoKingston
- Roderick RodriguezAstoria
- Mark C. SanchioniRidgewood
- Gerhard P. SchneiderNew York · Certified Financial Planner
- Stephan O. ScribnerBallston Spa · Certified Financial Planner
- Nicholas E. ShalaGoshen
- Boodram D. SomeriaHicksville
- Annie R. WangNew York
Osaic Institutions, Inc. advisors in every state →Osaic Institutions, Inc.: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →
Osaic Institutions, Inc. in other states
Connecticut 86Pennsylvania 48North Carolina 32Massachusetts 31Virginia 30California 24New Hampshire 18New Jersey 18Florida 15Minnesota 14Colorado 13North Dakota 12Ohio 11Idaho 9Missouri 8Tennessee 7Arizona 6Illinois 6Texas 6Iowa 5Maine 5Michigan 5Georgia 4Kansas 4Vermont 4Indiana 3South Carolina 3Wisconsin 3
Questions
How many Osaic Institutions, Inc. financial advisors are in New York?
45 investment adviser representatives are registered at Osaic Institutions, Inc. offices in New York, according to the SEC's Investment Adviser Public Disclosure records, out of 483 at the firm nationwide. 6 list the CFP designation and 45 are also registered as broker representatives.
Where in New York does Osaic Institutions, Inc. have the most advisors?
New York, with 16, then Poughkeepsie (4). Osaic Institutions, Inc. has advisors in 20 cities in New York.
How do I check a Osaic Institutions, Inc. advisor in New York?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Institutions, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.