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Financial ADVSR advisor directory · SEC adviser records

Osaic Institutions, Inc. financial advisors in Arizona

Every SEC-registered investment adviser representative at a Osaic Institutions, Inc. office in Arizona, by city and A to Z.

The short answer

6 registered advisors work at Osaic Institutions, Inc. in Arizona, out of 483 nationwide; it's the firm's number 18 state by advisors, and the most are in Scottsdale (2). 0 list the CFP designation and 6 are also registered broker representatives.

Osaic Institutions, Inc. advisors by city in Arizona

Every firm in Arizona →

Scottsdale 2Tempe 2Gilbert 1Phoenix 1

Osaic Institutions, Inc. advisors in Arizona, A to Z

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Osaic Institutions, Inc. advisors in every state →Osaic Institutions, Inc.: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →

Osaic Institutions, Inc. in other states

Connecticut 79Pennsylvania 48New York 45Virginia 33North Carolina 32Massachusetts 31California 24New Jersey 19New Hampshire 18Florida 15Minnesota 15Colorado 13North Dakota 12Ohio 11Idaho 8Missouri 8Texas 7Illinois 6Tennessee 6Iowa 5Maine 5Michigan 5Georgia 4Kansas 4South Carolina 4Vermont 4Indiana 3Kentucky 3Wisconsin 3

Questions

How many Osaic Institutions, Inc. financial advisors are in Arizona?

6 investment adviser representatives are registered at Osaic Institutions, Inc. offices in Arizona, according to the SEC's Investment Adviser Public Disclosure records, out of 483 at the firm nationwide. 0 list the CFP designation and 6 are also registered as broker representatives.

Where in Arizona does Osaic Institutions, Inc. have the most advisors?

Scottsdale, with 2, then Tempe (2). Osaic Institutions, Inc. has advisors in 4 cities in Arizona.

How do I check a Osaic Institutions, Inc. advisor in Arizona?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Institutions, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.