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Financial ADVSR advisor directory · SEC adviser records

Osaic Institutions, Inc. financial advisors in Colorado

Every SEC-registered investment adviser representative at a Osaic Institutions, Inc. office in Colorado, by city and A to Z.

The short answer

13 registered advisors work at Osaic Institutions, Inc. in Colorado, out of 483 nationwide; it's the firm's number 12 state by advisors, and the most are in Aurora (2). 3 list the CFP designation and 13 are also registered broker representatives.

Osaic Institutions, Inc. advisors by city in Colorado

Every firm in Colorado →

Aurora 2Sheridan 2Westminster 2Denver 1Greeley 1Highlands Ranch 1Lone Tree 1Pueblo 1Thornton 1Wheat Ridge 1

Osaic Institutions, Inc. advisors in Colorado, A to Z

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Osaic Institutions, Inc. advisors in every state →Osaic Institutions, Inc.: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →

Osaic Institutions, Inc. in other states

Connecticut 86Pennsylvania 48New York 45North Carolina 32Massachusetts 31Virginia 30California 24New Hampshire 18New Jersey 18Florida 15Minnesota 14North Dakota 12Ohio 11Idaho 9Missouri 8Tennessee 7Arizona 6Illinois 6Texas 6Iowa 5Maine 5Michigan 5Georgia 4Kansas 4Vermont 4Indiana 3South Carolina 3Wisconsin 3

Questions

How many Osaic Institutions, Inc. financial advisors are in Colorado?

13 investment adviser representatives are registered at Osaic Institutions, Inc. offices in Colorado, according to the SEC's Investment Adviser Public Disclosure records, out of 483 at the firm nationwide. 3 list the CFP designation and 13 are also registered as broker representatives.

Where in Colorado does Osaic Institutions, Inc. have the most advisors?

Aurora, with 2, then Sheridan (2). Osaic Institutions, Inc. has advisors in 10 cities in Colorado.

How do I check a Osaic Institutions, Inc. advisor in Colorado?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Institutions, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.