Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Osaic Institutions, Inc. financial advisors in Ohio

Every SEC-registered investment adviser representative at a Osaic Institutions, Inc. office in Ohio, by city and A to Z.

11 registered advisors work at Osaic Institutions, Inc. in Ohio, out of 483 nationwide; it's the firm's number 14 state by advisors, and the most are in Canton (3). 1 list the CFP designation and 11 are also registered broker representatives.

Osaic Institutions, Inc. advisors by city in Ohio

Every firm in Ohio →

Canton 3Ravenna 2Cincinnati 1Clyde 1Coshocton 1Lewis Center 1Powell 1Waverly 1

Osaic Institutions, Inc. advisors in Ohio, A to Z

Search by name →

Osaic Institutions, Inc. advisors in every state →Osaic Institutions, Inc.: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →

Osaic Institutions, Inc. in other states

Connecticut 86Pennsylvania 48New York 45North Carolina 32Massachusetts 31Virginia 30California 24New Hampshire 18New Jersey 18Florida 15Minnesota 14Colorado 13North Dakota 12Idaho 9Missouri 8Tennessee 7Arizona 6Illinois 6Texas 6Iowa 5Maine 5Michigan 5Georgia 4Kansas 4Vermont 4Indiana 3South Carolina 3Wisconsin 3

Questions

How many Osaic Institutions, Inc. financial advisors are in Ohio?

11 investment adviser representatives are registered at Osaic Institutions, Inc. offices in Ohio, according to the SEC's Investment Adviser Public Disclosure records, out of 483 at the firm nationwide. 1 list the CFP designation and 11 are also registered as broker representatives.

Where in Ohio does Osaic Institutions, Inc. have the most advisors?

Canton, with 3, then Ravenna (2). Osaic Institutions, Inc. has advisors in 8 cities in Ohio.

How do I check a Osaic Institutions, Inc. advisor in Ohio?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Institutions, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.