Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Osaic Institutions, Inc. financial advisors in North Carolina

Every SEC-registered investment adviser representative at a Osaic Institutions, Inc. office in North Carolina, by city and A to Z.

The short answer

32 registered advisors work at Osaic Institutions, Inc. in North Carolina, out of 483 nationwide; it's the firm's number 4 state by advisors, and the most are in Raleigh (4). 0 list the CFP designation and 32 are also registered broker representatives.

Osaic Institutions, Inc. advisors by city in North Carolina

Every firm in North Carolina →

Raleigh 4Wilmington 3Asheville 2Edenton 2Rocky Mount 2Ahoskie 1Boone 1Cary 1Clinton 1Cornelius 1Eden 1Greensboro 1Greenville 1Kill Devil Hills 1Manteo 1Mayodan 1Morehead City 1Mount Olive 1Salisbury 1Sanford 1Troy 1Weaverville 1Windsor 1Winston-Salem 1

Osaic Institutions, Inc. advisors in North Carolina, A to Z

Search by name →

Osaic Institutions, Inc. advisors in every state →Osaic Institutions, Inc.: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →

Osaic Institutions, Inc. in other states

Connecticut 86Pennsylvania 48New York 45Massachusetts 31Virginia 30California 24New Hampshire 18New Jersey 18Florida 15Minnesota 14Colorado 13North Dakota 12Ohio 11Idaho 9Missouri 8Tennessee 7Arizona 6Illinois 6Texas 6Iowa 5Maine 5Michigan 5Georgia 4Kansas 4Vermont 4Indiana 3South Carolina 3Wisconsin 3

Questions

How many Osaic Institutions, Inc. financial advisors are in North Carolina?

32 investment adviser representatives are registered at Osaic Institutions, Inc. offices in North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 483 at the firm nationwide. 0 list the CFP designation and 32 are also registered as broker representatives.

Where in North Carolina does Osaic Institutions, Inc. have the most advisors?

Raleigh, with 4, then Wilmington (3). Osaic Institutions, Inc. has advisors in 24 cities in North Carolina.

How do I check a Osaic Institutions, Inc. advisor in North Carolina?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Institutions, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.