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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Windsor, NC

Every SEC-registered investment adviser representative at a firm office in Windsor, with the firms that employ the most of them.

2 registered advisors work in Windsor; the most are at Edward Jones (1). 0 list the CFP designation and 2 are also registered broker representatives.

Firms with the most advisors in Windsor

FirmAdvisors in Windsor
Edward Jones news1
Osaic Institutions, Inc. news1

Advisors in Windsor, A to Z

Search all of North Carolina →

Other cities in North Carolina

All of North Carolina →

Charlotte 4,555Raleigh 1,807Greensboro 559Durham 479Wilmington 441Cary 301Chapel Hill 291Asheville 276Winston Salem 257Winston-Salem 254Huntersville 209Cornelius 181Greenville 124Mooresville 117Hickory 103Fayetteville 99Matthews 97Concord 94High Point 90Apex 76Hendersonville 69New Bern 63Burlington 62Wake Forest 61

Questions

How many financial advisors are in Windsor, NC?

2 investment adviser representatives are registered at firm offices in Windsor, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 2 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Windsor?

Edward Jones, with 1 registered advisors in Windsor, followed by Osaic Institutions, Inc. with 1.

How do I check a financial advisor in Windsor?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.