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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Boone, NC

Every SEC-registered investment adviser representative at a firm office in Boone, with the firms that employ the most of them.

33 registered advisors work in Boone; the most are at Edward Jones (7). 4 list the CFP designation and 32 are also registered broker representatives.

Firms with the most advisors in Boone

FirmAdvisors in Boone
Edward Jones news7
Allen Wealth Management, LLC4
Ameriprise Financial Services, LLC news4
Credit Union Investment Services2
First Citizens Investor Services, Inc.2
Raymond James Financial Services Advisors, Inc. news2
Rcx Capital Group Advisors, LLC2
Cambridge Investment Research Advisors, Inc. news1
Cetera Investment Advisers LLC news1
E2i Financial Group, LLC1
Lifestyle Freedom Advisory Group, LLC1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Osaic Institutions, Inc. news1
Osaic Wealth, Inc. news1
State Farm Investment Management Corp.1
Truist Advisory Services, Inc. news1
Wells Fargo Clearing Services, LLC news1

Advisors in Boone, A to Z

CFP advisors in Boone →

Other cities in North Carolina

All of North Carolina →

Charlotte 4,345Raleigh 1,727Greensboro 517Durham 494Wilmington 440Cary 273Chapel Hill 273Asheville 259Winston Salem 240Winston-Salem 237Huntersville 194Cornelius 172Greenville 116Mooresville 109Fayetteville 93Hickory 88Matthews 87Concord 86High Point 82Apex 68New Bern 59Wake Forest 59Burlington 58Hendersonville 58

Questions

How many financial advisors are in Boone, NC?

33 investment adviser representatives are registered at firm offices in Boone, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 32 of them are also registered as broker representatives, and 4 list the CFP designation.

Which firm has the most financial advisors in Boone?

Edward Jones, with 7 registered advisors in Boone, followed by Allen Wealth Management, LLC with 4.

How do I check a financial advisor in Boone?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.