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Financial ADVSR advisor directory · SEC adviser records

Osaic Institutions, Inc. financial advisors in North Dakota

Every SEC-registered investment adviser representative at a Osaic Institutions, Inc. office in North Dakota, by city and A to Z.

The short answer

12 registered advisors work at Osaic Institutions, Inc. in North Dakota, out of 483 nationwide; it's the firm's number 13 state by advisors, and the most are in Grand Forks (6). 3 list the CFP designation and 11 are also registered broker representatives.

Osaic Institutions, Inc. advisors by city in North Dakota

Every firm in North Dakota →

Grand Forks 6Fargo 5Bismarck 1

Osaic Institutions, Inc. advisors in North Dakota, A to Z

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Osaic Institutions, Inc. advisors in every state →Osaic Institutions, Inc.: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →

Osaic Institutions, Inc. in other states

Connecticut 79Pennsylvania 48New York 45Virginia 33North Carolina 32Massachusetts 31California 24New Jersey 19New Hampshire 18Florida 15Minnesota 15Colorado 13Ohio 11Idaho 8Missouri 8Texas 7Arizona 6Illinois 6Tennessee 6Iowa 5Maine 5Michigan 5Georgia 4Kansas 4South Carolina 4Vermont 4Indiana 3Kentucky 3Wisconsin 3

Questions

How many Osaic Institutions, Inc. financial advisors are in North Dakota?

12 investment adviser representatives are registered at Osaic Institutions, Inc. offices in North Dakota, according to the SEC's Investment Adviser Public Disclosure records, out of 483 at the firm nationwide. 3 list the CFP designation and 11 are also registered as broker representatives.

Where in North Dakota does Osaic Institutions, Inc. have the most advisors?

Grand Forks, with 6, then Fargo (5). Osaic Institutions, Inc. has advisors in 3 cities in North Dakota.

How do I check a Osaic Institutions, Inc. advisor in North Dakota?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Institutions, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.