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Financial ADVSR advisor directory · SEC adviser records

Osaic Institutions, Inc. financial advisors in Minnesota

Every SEC-registered investment adviser representative at a Osaic Institutions, Inc. office in Minnesota, by city and A to Z.

The short answer

14 registered advisors work at Osaic Institutions, Inc. in Minnesota, out of 483 nationwide; it's the firm's number 11 state by advisors, and the most are in Minneapolis (2). 3 list the CFP designation and 13 are also registered broker representatives.

Osaic Institutions, Inc. advisors by city in Minnesota

Every firm in Minnesota →

Minneapolis 2Minnetonka 2Woodbury 2Eagan 1Falcon Heights 1Maple Grove 1Prior Lake 1Rochester 1Shoreview 1St. Paul 1Stillwater 1

Osaic Institutions, Inc. advisors in Minnesota, A to Z

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Osaic Institutions, Inc. advisors in every state →Osaic Institutions, Inc.: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →

Osaic Institutions, Inc. in other states

Connecticut 86Pennsylvania 48New York 45North Carolina 32Massachusetts 31Virginia 30California 24New Hampshire 18New Jersey 18Florida 15Colorado 13North Dakota 12Ohio 11Idaho 9Missouri 8Tennessee 7Arizona 6Illinois 6Texas 6Iowa 5Maine 5Michigan 5Georgia 4Kansas 4Vermont 4Indiana 3South Carolina 3Wisconsin 3

Questions

How many Osaic Institutions, Inc. financial advisors are in Minnesota?

14 investment adviser representatives are registered at Osaic Institutions, Inc. offices in Minnesota, according to the SEC's Investment Adviser Public Disclosure records, out of 483 at the firm nationwide. 3 list the CFP designation and 13 are also registered as broker representatives.

Where in Minnesota does Osaic Institutions, Inc. have the most advisors?

Minneapolis, with 2, then Minnetonka (2). Osaic Institutions, Inc. has advisors in 11 cities in Minnesota.

How do I check a Osaic Institutions, Inc. advisor in Minnesota?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Institutions, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.