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Financial ADVSR advisor directory · SEC adviser records

Osaic Institutions, Inc. financial advisors in California

Every SEC-registered investment adviser representative at a Osaic Institutions, Inc. office in California, by city and A to Z.

The short answer

24 registered advisors work at Osaic Institutions, Inc. in California, out of 483 nationwide; it's the firm's number 7 state by advisors, and the most are in Brea (2). 2 list the CFP designation and 24 are also registered broker representatives.

Osaic Institutions, Inc. advisors by city in California

Every firm in California →

Brea 2Los Alamitos 2San Juan Capistrano 2Santa Barbara 2Walnut Creek 2Beverly Hills 1Chula Vista 1Clovis 1Downey 1Fountain Valley 1Garden Grove 1Hayward 1Long Beach 1Newport Beach 1Redwood City 1San Mateo 1Westminster 1Whittier 1Woodland Hills 1

Osaic Institutions, Inc. advisors in California, A to Z

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Osaic Institutions, Inc. advisors in every state →Osaic Institutions, Inc.: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →

Osaic Institutions, Inc. in other states

Connecticut 86Pennsylvania 48New York 45North Carolina 32Massachusetts 31Virginia 30New Hampshire 18New Jersey 18Florida 15Minnesota 14Colorado 13North Dakota 12Ohio 11Idaho 9Missouri 8Tennessee 7Arizona 6Illinois 6Texas 6Iowa 5Maine 5Michigan 5Georgia 4Kansas 4Vermont 4Indiana 3South Carolina 3Wisconsin 3

Questions

How many Osaic Institutions, Inc. financial advisors are in California?

24 investment adviser representatives are registered at Osaic Institutions, Inc. offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 483 at the firm nationwide. 2 list the CFP designation and 24 are also registered as broker representatives.

Where in California does Osaic Institutions, Inc. have the most advisors?

Brea, with 2, then Los Alamitos (2). Osaic Institutions, Inc. has advisors in 19 cities in California.

How do I check a Osaic Institutions, Inc. advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Institutions, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.