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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Downey, CA

Every SEC-registered investment adviser representative at a firm office in Downey, with the firms that employ the most of them.

The short answer

34 registered advisors work in Downey; the most are at Centaurus Financial, Inc. (4). 2 list the CFP designation and 29 are also registered broker representatives.

Firms with the most advisors in Downey

FirmAdvisors in Downey
Centaurus Financial, Inc.4
LPL Financial LLC news4
Integrity Investment Portfolios LLC3
J.P. Morgan Securities LLC news3
Kodiak Capital Advisors LLC3
State Farm Investment Management Corp.3
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Nestyield Etfs2
Park Avenue Securities LLC2
U.S. Bancorp Advisors, LLC2
Ameriprise Financial Services, LLC news1
Cetera Investment Advisers LLC news1
Citigroup Global Markets Inc. news1
Journey Equity Wealth Management LLC1
LPL Enterprise, LLC news1
Osaic Institutions, Inc. news1
Virtue Capital Management, LLC1

Advisors in Downey, A to Z

CFP advisors in Downey →

Other cities in California

All of California →

San Diego 3,492Los Angeles 3,345San Francisco 3,218Newport Beach 1,784Irvine 1,663Pasadena 1,078Walnut Creek 1,053San Jose 913Beverly Hills 654Roseville 611Westlake Village 601Sacramento 583Palo Alto 511Torrance 485La Jolla 463Santa Barbara 424Carlsbad 422Menlo Park 417Fresno 416San Rafael 411El Segundo 407Woodland Hills 357San Mateo 350Long Beach 341

Questions

How many financial advisors are in Downey, CA?

34 investment adviser representatives are registered at firm offices in Downey, California, according to the SEC's Investment Adviser Public Disclosure records. 29 of them are also registered as broker representatives, and 2 list the CFP designation.

Which firm has the most financial advisors in Downey?

Centaurus Financial, Inc., with 4 registered advisors in Downey, followed by LPL Financial LLC with 4.

How do I check a financial advisor in Downey?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.