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Financial ADVSR advisor directory · SEC adviser records

Osaic Institutions, Inc. financial advisors in Connecticut

Every SEC-registered investment adviser representative at a Osaic Institutions, Inc. office in Connecticut, by city and A to Z.

The short answer

79 registered advisors work at Osaic Institutions, Inc. in Connecticut, out of 483 nationwide; it's the firm's number 1 state by advisors, and the most are in Meriden (35). 9 list the CFP designation and 77 are also registered broker representatives.

Osaic Institutions, Inc. advisors by city in Connecticut

Every firm in Connecticut →

Meriden 35South Windsor 6Southington 4Milford 3Mystic 3Naugatuck 3Cheshire 2Farmington 2Glastonbury 2Oakville 2Torrington 2Westport 2Danbury 1Dayville 1Fairfield 1Groton 1Hamden 1Middlebury 1Monroe 1New Britain 1Newtown 1Norwalk 1Norwich 1Plainfield 1Plainville 1Ridgefield 1Southbury 1Stonington 1Terryville 1Thomaston 1Waterbury 1Woodbury 1

Osaic Institutions, Inc. advisors in Connecticut, A to Z

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Osaic Institutions, Inc. advisors in every state →Osaic Institutions, Inc.: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →

Osaic Institutions, Inc. in other states

Pennsylvania 48New York 45North Carolina 32Massachusetts 31Virginia 30California 24New Hampshire 18New Jersey 18Florida 15Minnesota 14Colorado 13North Dakota 12Ohio 11Idaho 9Missouri 8Tennessee 7Arizona 6Illinois 6Texas 6Iowa 5Maine 5Michigan 5Georgia 4Kansas 4Vermont 4Indiana 3South Carolina 3Wisconsin 3

Questions

How many Osaic Institutions, Inc. financial advisors are in Connecticut?

79 investment adviser representatives are registered at Osaic Institutions, Inc. offices in Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 483 at the firm nationwide. 9 list the CFP designation and 77 are also registered as broker representatives.

Where in Connecticut does Osaic Institutions, Inc. have the most advisors?

Meriden, with 35, then South Windsor (6). Osaic Institutions, Inc. has advisors in 32 cities in Connecticut.

How do I check a Osaic Institutions, Inc. advisor in Connecticut?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Institutions, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.