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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Norwich, CT

Every SEC-registered investment adviser representative at a firm office in Norwich, with the firms that employ the most of them.

6 registered advisors work in Norwich; the most are at LPL Financial LLC (2). 1 list the CFP designation and 5 are also registered broker representatives.

Firms with the most advisors in Norwich

FirmAdvisors in Norwich
LPL Financial LLC news2
Cambridge Investment Research Advisors, Inc. news1
Cetera Investment Advisers LLC news1
Osaic Institutions, Inc. news1
Thames Financial Management1

Advisors in Norwich, A to Z

CFP advisors in Norwich →

Other cities in Connecticut

All of Connecticut →

Stamford 851Greenwich 629Westport 397Glastonbury 389West Hartford 353New Haven 277Fairfield 275Shelton 239Hartford 220Farmington 212Darien 137Windsor 132Guilford 103Madison 101Mystic 90Ridgefield 86Norwalk 82New Canaan 79Milford 73Southbury 73Danbury 71North Haven 69Hamden 62Wilton 59

Questions

How many financial advisors are in Norwich, CT?

6 investment adviser representatives are registered at firm offices in Norwich, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 5 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Norwich?

LPL Financial LLC, with 2 registered advisors in Norwich, followed by Cambridge Investment Research Advisors, Inc. with 1.

How do I check a financial advisor in Norwich?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.