President, Treasurer · Thames Financial Management
Steven L. Bokoff
CRD 4650243 · Named on Form ADV at one SEC-registered adviser
At a glance
Thames Financial Management, an SEC-registered wealth manager based in Norwich, CT with $315 million in regulatory assets, lists Steven L. Bokoff on its Form ADV as President, Treasurer, a control person.
Firms and roles
- Thames Financial ManagementPresident, TreasurerWealth manager · Norwich, CT · $315M in regulatory assets
AtlasMembers
Steven’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Andrew D. SawyerChief Compliance Officer / Vice President, Thames Financial Management
- Denise G LindellShareholder, Thames Financial Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Steven’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.