Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Waterbury, CT
Every SEC-registered investment adviser representative at a firm office in Waterbury, with the firms that employ the most of them.
10 registered advisors work in Waterbury; the most are at LPL Financial LLC (6). 2 list the CFP designation and 10 are also registered broker representatives.
Firms with the most advisors in Waterbury
Advisors in Waterbury, A to Z
CFP advisors in Waterbury →- James W. Coleman Sr.LPL Financial LLC
- Patricia GugliottiLPL Financial LLC · Certified Financial Planner
- Margaret GuzmanLPL Financial LLC
- Stephen D. HaywoodAllstate Financial Advisors, LLC
- Chelsea A. Le MoineLPL Financial LLC
- Philip M. Napolitano IIIMML Investors Services, LLC · Certified Financial Planner
- Joseph A. PersempereLPL Enterprise, LLC
- Kevin G. SmithOsaic Institutions, Inc.
- Hannah J. VerdiLPL Financial LLC
- Zachary VerdiLPL Financial LLC
Other cities in Connecticut
All of Connecticut →Stamford 851Greenwich 629Westport 397Glastonbury 389West Hartford 353New Haven 277Fairfield 275Shelton 239Hartford 220Farmington 212Darien 137Windsor 132Guilford 103Madison 101Mystic 90Ridgefield 86Norwalk 82New Canaan 79Milford 73Southbury 73Danbury 71North Haven 69Hamden 62Wilton 59
Questions
How many financial advisors are in Waterbury, CT?
10 investment adviser representatives are registered at firm offices in Waterbury, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 10 of them are also registered as broker representatives, and 2 list the CFP designation.
Which firm has the most financial advisors in Waterbury?
LPL Financial LLC, with 6 registered advisors in Waterbury, followed by Allstate Financial Advisors, LLC with 1.
How do I check a financial advisor in Waterbury?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.