Financial ADVSR advisor directory · SEC adviser records
CFP financial advisors in Waterbury, CT
Every SEC-registered financial advisor at a firm office in Waterbury who lists the Certified Financial Planner designation, A to Z.
2 CFP professionals work in Waterbury; the most are at LPL Financial LLC (1). 2 are also registered broker representatives.
CFP advisors in Waterbury, A to Z
Every advisor in Waterbury →- Patricia GugliottiLPL Financial LLC · Certified Financial Planner
- Philip M. Napolitano IIIMML Investors Services, LLC · Certified Financial Planner
Firms with the most CFP professionals in Waterbury
CFP advisors in other Connecticut cities
All of Connecticut →Stamford 103West Hartford 79Glastonbury 67Farmington 58Shelton 39Fairfield 37Westport 37Greenwich 26New Haven 20Madison 19Cheshire 18Avon 17Hartford 14Mystic 14Essex 13Guilford 13Darien 12Milford 12North Haven 12Ridgefield 12Danbury 11Southbury 11Norwalk 8Southport 8
Questions
How many CFP financial advisors are in Waterbury, CT?
2 SEC-registered investment adviser representatives at firm offices in Waterbury, Connecticut list the CFP designation; LPL Financial LLC employs the most of them (1).
What is a CFP?
CFP stands for Certified Financial Planner, the CFP Board's certification in financial planning: coursework, an exam, three years of experience and a fiduciary duty when giving financial advice.
How do I check a CFP in Waterbury?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFP itself with the body that issues it.
Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFP with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFA charterholders and ChFC holders.