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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Kingston, NY

Every SEC-registered investment adviser representative at a firm office in Kingston, with the firms that employ the most of them.

51 registered advisors work in Kingston; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (9). 0 list the CFP designation and 50 are also registered broker representatives.

Firms with the most advisors in Kingston

FirmAdvisors in Kingston
Merrill Lynch, Pierce, Fenner & Smith Incorporated news9
LPL Financial LLC news8
Morgan Stanley news7
Wells Fargo Advisors Financial Network, LLC news4
Cetera Investment Advisers LLC news3
MML Investors Services, LLC2
Marshall + Sterling Wealth Advisors, Inc.2
Miller Howard Investments Inc.2
Osaic Institutions, Inc. news2
Raymond James Financial Services Advisors, Inc. news2
Wells Fargo Clearing Services, LLC news2
Ameriprise Financial Services, LLC news1
Eagle Strategies LLC1
Equitable Advisors, LLC news1
J.P. Morgan Securities LLC news1
Lincoln Investment1
Osaic Wealth, Inc. news1
State Farm Investment Management Corp.1
The Marshall Financial Group LLC1

Advisors in Kingston, A to Z

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Other cities in New York

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New York 16,101Melville 1,285Rochester 967Garden City 805Purchase 764Brooklyn 596Williamsville 496Syracuse 450Albany 411Buffalo 384Pittsford 372Hauppauge 352White Plains 330Cohoes 279Jericho 260Saratoga Springs 253Amherst 247Latham 243Staten Island 243Woodbury 242New York City 202Tarrytown 154Poughkeepsie 140Great Neck 132

Questions

How many financial advisors are in Kingston, NY?

51 investment adviser representatives are registered at firm offices in Kingston, New York, according to the SEC's Investment Adviser Public Disclosure records. 50 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Kingston?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 9 registered advisors in Kingston, followed by LPL Financial LLC with 8.

How do I check a financial advisor in Kingston?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.