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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Schenectady, NY

Every SEC-registered investment adviser representative at a firm office in Schenectady, with the firms that employ the most of them.

The short answer

30 registered advisors work in Schenectady; the most are at LPL Financial LLC (6). 7 list the CFP designation and 22 are also registered broker representatives.

Firms with the most advisors in Schenectady

FirmAdvisors in Schenectady
LPL Financial LLC news6
Happiness In Retirement4
State Farm Investment Management Corp.4
Cetera Investment Advisers LLC news2
Key Investment Services LLC2
Robert L. Kristel, C.P.A., P.C.2
Acacia Grove Wealth Management1
Edward Jones news1
Equitable Advisors, LLC news1
Goldman Sachs Wealth Services, L.P. news1
MML Investors Services, LLC1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Nightgale Wealth Management LLC1
Osaic Institutions, Inc. news1
Planmember Securities Corporation1
Strategic Advisers LLC1

Advisors in Schenectady, A to Z

CFP advisors in Schenectady →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Schenectady, NY?

30 investment adviser representatives are registered at firm offices in Schenectady, New York, according to the SEC's Investment Adviser Public Disclosure records. 22 of them are also registered as broker representatives, and 7 list the CFP designation.

Which firm has the most financial advisors in Schenectady?

LPL Financial LLC, with 6 registered advisors in Schenectady, followed by Happiness In Retirement with 4.

How do I check a financial advisor in Schenectady?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.