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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Southport, CT

Every SEC-registered investment adviser representative at a firm office in Southport, with the firms that employ the most of them.

49 registered advisors work in Southport; the most are at Ameriprise Financial Services, LLC (16). 8 list the CFP designation and 34 are also registered broker representatives.

Firms with the most advisors in Southport

FirmAdvisors in Southport
Ameriprise Financial Services, LLC news16
J.P. Morgan Securities LLC news6
Charter Research & Investment Group Inc.4
Wells Fargo Advisors Financial Network, LLC news3
B Side Partners, LLC2
Edward Jones news2
Essex Financial Services, Inc.2
Raymond James Financial Services Advisors, Inc. news2
Southport Station Financial Management, LLC2
5th Street Advisors, LLC1
Apex Capital Management (New York) LLC1
Calydon Capital, LLC1
Connecticut Cambridge Advisors1
Daymark Wealth Partners, LLC1
Fremont Wealth Management, LP1
Manhattan West Asset Management, LLC1
Rondeivu Advisory1
Stifel, Nicolaus & Company, Incorporated news1
Strategic Advisers LLC1

Advisors in Southport, A to Z

CFP advisors in Southport →

Other cities in Connecticut

All of Connecticut →

Stamford 851Greenwich 629Westport 397Glastonbury 389West Hartford 353New Haven 277Fairfield 275Shelton 239Hartford 220Farmington 212Darien 137Windsor 132Guilford 103Madison 101Mystic 90Ridgefield 86Norwalk 82New Canaan 79Milford 73Southbury 73Danbury 71North Haven 69Hamden 62Wilton 59

Questions

How many financial advisors are in Southport, CT?

49 investment adviser representatives are registered at firm offices in Southport, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 34 of them are also registered as broker representatives, and 8 list the CFP designation.

Which firm has the most financial advisors in Southport?

Ameriprise Financial Services, LLC, with 16 registered advisors in Southport, followed by J.P. Morgan Securities LLC with 6.

How do I check a financial advisor in Southport?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.