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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Rocky Hill, CT

Every SEC-registered investment adviser representative at a firm office in Rocky Hill, with the firms that employ the most of them.

29 registered advisors work in Rocky Hill; the most are at Osaic Wealth, Inc. (8). 5 list the CFP designation and 23 are also registered broker representatives.

Firms with the most advisors in Rocky Hill

FirmAdvisors in Rocky Hill
Osaic Wealth, Inc. news8
Cetera Investment Advisers LLC news3
LPL Financial LLC news2
MML Investors Services, LLC2
Raymond James Financial Services Advisors, Inc. news2
Sovereign Financial Services2
Ameriprise Financial Services, LLC news1
Cm Financial Advisors, LLC1
Colohan Wealth Management LLC1
Dennis Glynn, CPA1
Eagle Strategies LLC1
Empower Capital Management, LLC1
Exodus Wealth, LLC1
Knights Of Columbus Asset Advisors LLC1
LPL Enterprise, LLC news1
Merit Financial Advisors1

Advisors in Rocky Hill, A to Z

CFP advisors in Rocky Hill →

Other cities in Connecticut

All of Connecticut →

Stamford 851Greenwich 629Westport 397Glastonbury 389West Hartford 353New Haven 277Fairfield 275Shelton 239Hartford 220Farmington 212Darien 137Windsor 132Guilford 103Madison 101Mystic 90Ridgefield 86Norwalk 82New Canaan 79Milford 73Southbury 73Danbury 71North Haven 69Hamden 62Wilton 59

Questions

How many financial advisors are in Rocky Hill, CT?

29 investment adviser representatives are registered at firm offices in Rocky Hill, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 23 of them are also registered as broker representatives, and 5 list the CFP designation.

Which firm has the most financial advisors in Rocky Hill?

Osaic Wealth, Inc., with 8 registered advisors in Rocky Hill, followed by Cetera Investment Advisers LLC with 3.

How do I check a financial advisor in Rocky Hill?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.