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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Upland, CA

Every SEC-registered investment adviser representative at a firm office in Upland, with the firms that employ the most of them.

The short answer

56 registered advisors work in Upland; the most are at Charles Schwab & Co., Inc. (10). 3 list the CFP designation and 50 are also registered broker representatives.

Firms with the most advisors in Upland

FirmAdvisors in Upland
Charles Schwab & Co., Inc. news10
LPL Financial LLC news7
Centaurus Financial, Inc.6
Raymond James Financial Services Advisors, Inc. news5
J.P. Morgan Securities LLC news4
Pfs Investments Inc.4
Wells Fargo Clearing Services, LLC news4
Clearwave Capital3
Eagle Strategies LLC2
Edward Jones news2
Empower Advisory Group, LLC1
Gwn Securities Inc.1
Ip Financial Advisory Services LLC1
Kinetic Investment Management, Inc.1
Lincoln Investment1
Nautica Asset Management LLC1
State Farm Investment Management Corp.1
Trinity Capital Management, LLC1
U.S. Bancorp Advisors, LLC1

Advisors in Upland, A to Z

CFP advisors in Upland →

Other cities in California

All of California →

San Diego 3,492Los Angeles 3,345San Francisco 3,218Newport Beach 1,784Irvine 1,663Pasadena 1,078Walnut Creek 1,053San Jose 913Beverly Hills 654Roseville 611Westlake Village 601Sacramento 583Palo Alto 511Torrance 485La Jolla 463Santa Barbara 424Carlsbad 422Menlo Park 417Fresno 416San Rafael 411El Segundo 407Woodland Hills 357San Mateo 350Long Beach 341

Questions

How many financial advisors are in Upland, CA?

56 investment adviser representatives are registered at firm offices in Upland, California, according to the SEC's Investment Adviser Public Disclosure records. 50 of them are also registered as broker representatives, and 3 list the CFP designation.

Which firm has the most financial advisors in Upland?

Charles Schwab & Co., Inc., with 10 registered advisors in Upland, followed by LPL Financial LLC with 7.

How do I check a financial advisor in Upland?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.