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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Rocklin, CA

Every SEC-registered investment adviser representative at a firm office in Rocklin, with the firms that employ the most of them.

62 registered advisors work in Rocklin; the most are at Raymond James Financial Services Advisors, Inc. (10). 0 list the CFP designation and 41 are also registered broker representatives.

Firms with the most advisors in Rocklin

FirmAdvisors in Rocklin
Raymond James Financial Services Advisors, Inc. news10
Edward Jones news7
Strategic Advisers LLC7
Roseman Wagner Wealth Management4
Cambridge Investment Research Advisors, Inc. news3
Osaic Wealth, Inc. news3
Tidwell Wealth Management LLC3
Kolb Wealth Management, LLC2
LPL Financial LLC news2
Advisory Alpha, LLC1
American Investors Company1
Cetera Investment Advisers LLC news1
Creative Planning news1
Creativeone Wealth, LLC1
Empower Advisory Group, LLC1
Encompass More Asset Management LLC1
Fiduciary Financial Advisors1
Fincrafters Advisory LLC1
Foothills Capital Management, LLC1
Gaylord Wealth Management, LLC1
J.P. Morgan Securities LLC news1
McCurdy Financial Solutions1
Morningstar Investment Management LLC1
Pedicord Wealth Management, LLC1
Perennial Financial Services1

Advisors in Rocklin, A to Z

Search all of California →

Other cities in California

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San Diego 3,692Los Angeles 3,528San Francisco 3,395Newport Beach 1,868Irvine 1,751Pasadena 1,138Walnut Creek 1,114San Jose 962Beverly Hills 692Westlake Village 638Roseville 633Sacramento 613Palo Alto 546Torrance 513La Jolla 490Santa Barbara 454Carlsbad 446Fresno 446El Segundo 438San Rafael 434Menlo Park 432Woodland Hills 377San Mateo 373Long Beach 359

Questions

How many financial advisors are in Rocklin, CA?

62 investment adviser representatives are registered at firm offices in Rocklin, California, according to the SEC's Investment Adviser Public Disclosure records. 41 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Rocklin?

Raymond James Financial Services Advisors, Inc., with 10 registered advisors in Rocklin, followed by Edward Jones with 7.

How do I check a financial advisor in Rocklin?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.