Wealth manager, wrap-program sponsor · Rocklin, CA
Roseman Wagner Wealth Management
Rwwm, Inc. · SEC-registered investment adviser · CRD 148221 · SEC 801-69561
At a glance
Roseman Wagner Wealth Management is an SEC-registered investment adviser based in Rocklin, California, with $1.5 billion in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 580 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 1,003rd of 8,915 wealth managers and 4,203rd of 17,210 SEC-registered advisers by assets.
Main office 916-652-1525rosemanwagner.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.5B
- Rank among wealth managers
- #1,003 of 8,915
- Rank among all SEC RIAs
- #4,203 of 17,210
- Rank in California
- #481 of 1,873
- Individual clients
- 580
- High-net-worth clients
- 273
- Accounts
- 1,602
- Discretionary
- 100% of AUM
- Employees
- 8
- Advisory staff
- 6
- Offices
- 3
Owners and executives on its Form ADV
- Aaron J. WagnerPresident & Chief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 273 | $1.2B | 77% |
| Pooled investment vehicles | 1 | $182M | 12% |
| Individuals | 307 | $77M | 5% |
| Pension and profit sharing plans | 36 | $60M | 4% |
| Corporations or other businesses | – | $22M | 1% |
| Charitable organizations | 5 | $11M | <1% |
| Other | – | $0M | <1% |
Private funds
Roseman Wagner Wealth Management reports 1 private funds with $182M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Roseman Wagner Wealth Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗rosemanwagner.com ↗
AtlasMembers
The full record on Roseman Wagner Wealth Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 2,476 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Roseman Wagner Wealth Management manage?
Roseman Wagner Wealth Management reports $1.5 billion in regulatory assets under management across 1,602 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Roseman Wagner Wealth Management?
Roseman Wagner Wealth Management is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Roseman Wagner Wealth Management’s clients?
By assets, its largest client types are high-net-worth individuals ($1.2 billion, 273 clients); pooled investment vehicles ($182 million, 1 clients); individuals ($77 million, 307 clients).
Does Roseman Wagner Wealth Management manage private funds?
Yes. It reports 1 private funds with $182 million in gross assets, including hedge funds.
Does Roseman Wagner Wealth Management have any disciplinary history?
Roseman Wagner Wealth Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Roseman Wagner Wealth Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →