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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Lexington, NC

Every SEC-registered investment adviser representative at a firm office in Lexington, with the firms that employ the most of them.

28 registered advisors work in Lexington; the most are at Edward Jones (12). 5 list the CFP designation and 27 are also registered broker representatives.

Firms with the most advisors in Lexington

FirmAdvisors in Lexington
Edward Jones news12
Cetera Investment Advisers LLC news3
Cambridge Investment Research Advisors, Inc. news2
LPL Financial LLC news2
Ameriprise Financial Services, LLC news1
Cgn Advisors, LLC1
Credit Union Investment Services1
Hornor, Townsend & Kent, LLC1
Principal Advised Services1
Raymond James Financial Services Advisors, Inc. news1
Truist Advisory Services, Inc. news1
Wells Fargo Advisors Financial Network, LLC news1
Wells Fargo Clearing Services, LLC news1

Advisors in Lexington, A to Z

CFP advisors in Lexington →

Other cities in North Carolina

All of North Carolina →

Charlotte 4,345Raleigh 1,727Greensboro 517Durham 494Wilmington 440Cary 273Chapel Hill 273Asheville 259Winston Salem 240Winston-Salem 237Huntersville 194Cornelius 172Greenville 116Mooresville 109Fayetteville 93Hickory 88Matthews 87Concord 86High Point 82Apex 68New Bern 59Wake Forest 59Burlington 58Hendersonville 58

Questions

How many financial advisors are in Lexington, NC?

28 investment adviser representatives are registered at firm offices in Lexington, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 27 of them are also registered as broker representatives, and 5 list the CFP designation.

Which firm has the most financial advisors in Lexington?

Edward Jones, with 12 registered advisors in Lexington, followed by Cetera Investment Advisers LLC with 3.

How do I check a financial advisor in Lexington?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.