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Financial ADVSR advisor directory · SEC adviser records

Rockefeller Financial LLC financial advisors in California

Every SEC-registered investment adviser representative at a Rockefeller Financial LLC office in California, by city and A to Z.

The short answer

139 registered advisors work at Rockefeller Financial LLC in California, out of 942 nationwide; it's the firm's number 2 state by advisors, and the most are in Los Angeles (96). 17 list the CFP designation and 139 are also registered broker representatives.

Rockefeller Financial LLC advisors by city in California

Every firm in California →

Los Angeles 96San Francisco 17Newport Beach 4San Diego 4Los Gatos 3Calabasas 1Clovis 1Glendale 1Inglewood 1Napa 1Oakland 1Pleasant Hill 1Rolling Hills Estates 1San Clemente 1San Rafael 1Santa Monica 1Santa Rosa 1Torrance 1Walnut Creek 1

Rockefeller Financial LLC advisors in California, A to Z

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Rockefeller Financial LLC advisors in every state →Rockefeller Financial LLC: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →

Rockefeller Financial LLC in other states

New York 188Georgia 134Texas 115Illinois 100New Jersey 89Florida 46North Carolina 21Ohio 19Connecticut 17Michigan 15Pennsylvania 10Missouri 9Arizona 8Tennessee 6Arkansas 5Maryland 5Utah 5Massachusetts 3South Carolina 3

Questions

How many Rockefeller Financial LLC financial advisors are in California?

139 investment adviser representatives are registered at Rockefeller Financial LLC offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 942 at the firm nationwide. 17 list the CFP designation and 139 are also registered as broker representatives.

Where in California does Rockefeller Financial LLC have the most advisors?

Los Angeles, with 96, then San Francisco (17). Rockefeller Financial LLC has advisors in 19 cities in California.

How do I check a Rockefeller Financial LLC advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.