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Financial ADVSR advisor directory · SEC adviser records

Rockefeller Financial LLC financial advisors in New York

Every SEC-registered investment adviser representative at a Rockefeller Financial LLC office in New York, by city and A to Z.

The short answer

188 registered advisors work at Rockefeller Financial LLC in New York, out of 942 nationwide; it's the firm's number 1 state by advisors, and the most are in New York (159). 15 list the CFP designation and 187 are also registered broker representatives.

Rockefeller Financial LLC advisors by city in New York

Every firm in New York →

New York 159Saratoga Springs 22Albany 2Angola 1Middlegrove 1Newburgh 1Ny 1Rochester 1

Rockefeller Financial LLC advisors in New York, A to Z

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Rockefeller Financial LLC advisors in every state →Rockefeller Financial LLC: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →

Rockefeller Financial LLC in other states

California 138Georgia 134Texas 115Illinois 100New Jersey 89Florida 46North Carolina 21Ohio 19Connecticut 17Michigan 15Pennsylvania 10Missouri 9Arizona 8Tennessee 6Arkansas 5Maryland 5Utah 5Massachusetts 3South Carolina 3

Questions

How many Rockefeller Financial LLC financial advisors are in New York?

188 investment adviser representatives are registered at Rockefeller Financial LLC offices in New York, according to the SEC's Investment Adviser Public Disclosure records, out of 942 at the firm nationwide. 15 list the CFP designation and 187 are also registered as broker representatives.

Where in New York does Rockefeller Financial LLC have the most advisors?

New York, with 159, then Saratoga Springs (22). Rockefeller Financial LLC has advisors in 8 cities in New York.

How do I check a Rockefeller Financial LLC advisor in New York?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.