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Financial ADVSR advisor directory · SEC adviser records

Rockefeller Financial LLC financial advisors in Connecticut

Every SEC-registered investment adviser representative at a Rockefeller Financial LLC office in Connecticut, by city and A to Z.

17 registered advisors work at Rockefeller Financial LLC in Connecticut, out of 942 nationwide; it's the firm's number 10 state by advisors, and the most are in Stamford (12). 0 list the CFP designation and 17 are also registered broker representatives.

Rockefeller Financial LLC advisors by city in Connecticut

Every firm in Connecticut →

Stamford 12Greenwich 2Hartford 1New Milford 1Simsbury 1

Rockefeller Financial LLC advisors in Connecticut, A to Z

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Rockefeller Financial LLC advisors in every state →Rockefeller Financial LLC: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →

Rockefeller Financial LLC in other states

New York 188California 138Georgia 134Texas 115Illinois 100New Jersey 89Florida 46North Carolina 21Ohio 19Michigan 15Pennsylvania 10Missouri 9Arizona 8Tennessee 6Arkansas 5Maryland 5Utah 5Massachusetts 3South Carolina 3

Questions

How many Rockefeller Financial LLC financial advisors are in Connecticut?

17 investment adviser representatives are registered at Rockefeller Financial LLC offices in Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 942 at the firm nationwide. 0 list the CFP designation and 17 are also registered as broker representatives.

Where in Connecticut does Rockefeller Financial LLC have the most advisors?

Stamford, with 12, then Greenwich (2). Rockefeller Financial LLC has advisors in 5 cities in Connecticut.

How do I check a Rockefeller Financial LLC advisor in Connecticut?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.