Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Rockefeller Financial LLC financial advisors in Utah

Every SEC-registered investment adviser representative at a Rockefeller Financial LLC office in Utah, by city and A to Z.

5 registered advisors work at Rockefeller Financial LLC in Utah, out of 942 nationwide; it's the firm's number 18 state by advisors, and the most are in Salt Lake City (4). 0 list the CFP designation and 5 are also registered broker representatives.

Rockefeller Financial LLC advisors by city in Utah

Every firm in Utah →

Salt Lake City 4Park City 1

Rockefeller Financial LLC advisors in Utah, A to Z

Search by name →

Rockefeller Financial LLC advisors in every state →Rockefeller Financial LLC: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →

Rockefeller Financial LLC in other states

New York 188California 138Georgia 134Texas 115Illinois 100New Jersey 89Florida 46North Carolina 21Ohio 19Connecticut 17Michigan 15Pennsylvania 10Missouri 9Arizona 8Tennessee 6Arkansas 5Maryland 5Massachusetts 3South Carolina 3

Questions

How many Rockefeller Financial LLC financial advisors are in Utah?

5 investment adviser representatives are registered at Rockefeller Financial LLC offices in Utah, according to the SEC's Investment Adviser Public Disclosure records, out of 942 at the firm nationwide. 0 list the CFP designation and 5 are also registered as broker representatives.

Where in Utah does Rockefeller Financial LLC have the most advisors?

Salt Lake City, with 4, then Park City (1). Rockefeller Financial LLC has advisors in 2 cities in Utah.

How do I check a Rockefeller Financial LLC advisor in Utah?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.