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Financial ADVSR advisor directory · SEC adviser records

Rockefeller Financial LLC financial advisors in Salt Lake City, UT

Every SEC-registered investment adviser representative at a Rockefeller Financial LLC office in Salt Lake City, A to Z.

The short answer

4 registered advisors work at Rockefeller Financial LLC in Salt Lake City, out of 952 at the firm nationwide; it ranks number 55 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.

Rockefeller Financial LLC advisors in Salt Lake City, A to Z

Every Rockefeller Financial LLC advisor →

Rockefeller Financial LLC advisors in every city and state →Rockefeller Financial LLC: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →

Rockefeller Financial LLC advisors in other cities

New York, NY 159Atlanta, GA 136Los Angeles, CA 98Chicago, IL 90Dallas, TX 87Florham Park, NJ 76Saratoga Springs, NY 24San Francisco, CA 20Charlotte, NC 15Hamilton, NJ 13Houston, TX 13Cincinnati, OH 12Stamford, CT 12Grand Rapids, MI 10Boca Raton, FL 9

Other firms in Salt Lake City

All Salt Lake City advisors →

Strategic Advisers LLC 634Wells Fargo Clearing Services, LLC 210Merrill Lynch, Pierce, Fenner & Smith Incorporated 50Morgan Stanley 45Wasatch Advisors LP 38LPL Financial LLC 34J.P. Morgan Securities LLC 30Ameriprise Financial Services, LLC 18Crewe Advisors 18Raymond James Financial Services Advisors, Inc. 18Sepio Capital, LP 16UBS Financial Services Inc. 16

Questions

How many financial advisors does Rockefeller Financial LLC have in Salt Lake City?

4 investment adviser representatives are registered at Rockefeller Financial LLC offices in Salt Lake City, Utah, according to the SEC's Investment Adviser Public Disclosure records, out of 952 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Is Rockefeller Financial LLC one of the largest advisor employers in Salt Lake City?

Rockefeller Financial LLC ranks number 55 in Salt Lake City by registered advisors; Strategic Advisers LLC has the most, with 634.

How do I check a Rockefeller Financial LLC advisor in Salt Lake City?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.