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Financial ADVSR advisor directory · SEC adviser records

Rockefeller Financial LLC financial advisors in North Carolina

Every SEC-registered investment adviser representative at a Rockefeller Financial LLC office in North Carolina, by city and A to Z.

The short answer

18 registered advisors work at Rockefeller Financial LLC in North Carolina, out of 952 nationwide; it's the firm's number 9 state by advisors, and the most are in Charlotte (15). 4 list the CFP designation and 18 are also registered broker representatives.

Rockefeller Financial LLC advisors by city in North Carolina

Every firm in North Carolina →

Charlotte 15Wilmington 3

Rockefeller Financial LLC advisors in North Carolina, A to Z

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Rockefeller Financial LLC advisors in every state →Rockefeller Financial LLC: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →

Rockefeller Financial LLC in other states

New York 188California 139Georgia 139Texas 120Illinois 96New Jersey 93Florida 45Ohio 19Michigan 17Connecticut 16Pennsylvania 9Missouri 8Arizona 6Tennessee 6Massachusetts 5South Carolina 4Utah 4Indiana 3Maryland 3Oklahoma 3

Questions

How many Rockefeller Financial LLC financial advisors are in North Carolina?

18 investment adviser representatives are registered at Rockefeller Financial LLC offices in North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 952 at the firm nationwide. 4 list the CFP designation and 18 are also registered as broker representatives.

Where in North Carolina does Rockefeller Financial LLC have the most advisors?

Charlotte, with 15, then Wilmington (3). Rockefeller Financial LLC has advisors in 2 cities in North Carolina.

How do I check a Rockefeller Financial LLC advisor in North Carolina?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.