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Financial ADVSR advisor directory · SEC adviser records

Rockefeller Financial LLC financial advisors in Wilmington, NC

Every SEC-registered investment adviser representative at a Rockefeller Financial LLC office in Wilmington, A to Z.

The short answer

3 registered advisors work at Rockefeller Financial LLC in Wilmington, out of 952 at the firm nationwide; it ranks number 35 in the city by advisors. 1 list the CFP designation and 3 are also registered broker representatives.

Rockefeller Financial LLC advisors in Wilmington, A to Z

Every Rockefeller Financial LLC advisor →

Rockefeller Financial LLC advisors in every city and state →Rockefeller Financial LLC: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →

Rockefeller Financial LLC advisors in other cities

New York, NY 159Atlanta, GA 136Los Angeles, CA 98Chicago, IL 90Dallas, TX 87Florham Park, NJ 76Saratoga Springs, NY 24San Francisco, CA 20Charlotte, NC 15Hamilton, NJ 13Houston, TX 13Cincinnati, OH 12Stamford, CT 12Grand Rapids, MI 10Boca Raton, FL 9

Other firms in Wilmington

All Wilmington advisors →

Wells Fargo Clearing Services, LLC 67Edward Jones 24Wells Fargo Advisors Financial Network, LLC 20Merrill Lynch, Pierce, Fenner & Smith Incorporated 19Commonwealth Financial Network 16First Citizens Investor Services, Inc. 14Raymond James Financial Services Advisors, Inc. 14Morgan Stanley 13Raymond James & Associates, Inc. 13UBS Financial Services Inc. 12Captrust 10Cetera Investment Advisers LLC 10

Questions

How many financial advisors does Rockefeller Financial LLC have in Wilmington?

3 investment adviser representatives are registered at Rockefeller Financial LLC offices in Wilmington, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 952 nationwide. 1 list the CFP designation and 3 are also registered as broker representatives.

Is Rockefeller Financial LLC one of the largest advisor employers in Wilmington?

Rockefeller Financial LLC ranks number 35 in Wilmington by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 67.

How do I check a Rockefeller Financial LLC advisor in Wilmington?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.