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Financial ADVSR advisor directory · SEC adviser records

Rockefeller Financial LLC financial advisors in Newport Beach, CA

Every SEC-registered investment adviser representative at a Rockefeller Financial LLC office in Newport Beach, A to Z.

The short answer

3 registered advisors work at Rockefeller Financial LLC in Newport Beach, out of 952 at the firm nationwide; it ranks number 71 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.

Rockefeller Financial LLC advisors in Newport Beach, A to Z

Every Rockefeller Financial LLC advisor →

Rockefeller Financial LLC advisors in every city and state →Rockefeller Financial LLC: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →

Rockefeller Financial LLC advisors in other cities

New York, NY 159Atlanta, GA 136Los Angeles, CA 98Chicago, IL 90Dallas, TX 87Florham Park, NJ 76Saratoga Springs, NY 24San Francisco, CA 20Charlotte, NC 15Hamilton, NJ 13Houston, TX 13Cincinnati, OH 12Stamford, CT 12Grand Rapids, MI 10Boca Raton, FL 9

Other firms in Newport Beach

All Newport Beach advisors →

Beacon Pointe Advisors, LLC 202Merrill Lynch, Pierce, Fenner & Smith Incorporated 190Goldman Sachs Wealth Services, L.P. 142Morgan Stanley 82UBS Financial Services Inc. 78LPL Financial LLC 64J.P. Morgan Securities LLC 60Wells Fargo Clearing Services, LLC 58Creative Planning Institutional Advisors, LLC 48Charles Schwab & Co., Inc. 40Cetera Investment Advisers LLC 39Stifel, Nicolaus & Company, Incorporated 38

Questions

How many financial advisors does Rockefeller Financial LLC have in Newport Beach?

3 investment adviser representatives are registered at Rockefeller Financial LLC offices in Newport Beach, California, according to the SEC's Investment Adviser Public Disclosure records, out of 952 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.

Is Rockefeller Financial LLC one of the largest advisor employers in Newport Beach?

Rockefeller Financial LLC ranks number 71 in Newport Beach by registered advisors; Beacon Pointe Advisors, LLC has the most, with 202.

How do I check a Rockefeller Financial LLC advisor in Newport Beach?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.