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Financial ADVSR advisor directory · SEC adviser records

Rockefeller Financial LLC financial advisors in San Diego, CA

Every SEC-registered investment adviser representative at a Rockefeller Financial LLC office in San Diego, A to Z.

The short answer

4 registered advisors work at Rockefeller Financial LLC in San Diego, out of 952 at the firm nationwide; it ranks number 106 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.

Rockefeller Financial LLC advisors in San Diego, A to Z

Every Rockefeller Financial LLC advisor →

Rockefeller Financial LLC advisors in every city and state →Rockefeller Financial LLC: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →

Rockefeller Financial LLC advisors in other cities

New York, NY 159Atlanta, GA 136Los Angeles, CA 98Chicago, IL 90Dallas, TX 87Florham Park, NJ 76Saratoga Springs, NY 24San Francisco, CA 20Charlotte, NC 15Hamilton, NJ 13Houston, TX 13Cincinnati, OH 12Stamford, CT 12Grand Rapids, MI 10Boca Raton, FL 9

Other firms in San Diego

All San Diego advisors →

LPL Financial LLC 743Wells Fargo Clearing Services, LLC 170Morgan Stanley 150Merrill Lynch, Pierce, Fenner & Smith Incorporated 131UBS Financial Services Inc. 121Strategic Advisers LLC 112Cetera Investment Advisers LLC 107J.P. Morgan Securities LLC 105Park Avenue Securities LLC 71Independent Financial Group, LLC 68Commonwealth Financial Network 62Madison Avenue Securities, LLC 60

Questions

How many financial advisors does Rockefeller Financial LLC have in San Diego?

4 investment adviser representatives are registered at Rockefeller Financial LLC offices in San Diego, California, according to the SEC's Investment Adviser Public Disclosure records, out of 952 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Is Rockefeller Financial LLC one of the largest advisor employers in San Diego?

Rockefeller Financial LLC ranks number 106 in San Diego by registered advisors; LPL Financial LLC has the most, with 743.

How do I check a Rockefeller Financial LLC advisor in San Diego?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.