Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Mariner financial advisors in California

Every SEC-registered investment adviser representative at a Mariner office in California, by city and A to Z.

116 registered advisors work at Mariner in California, out of 903 nationwide; it's the firm's number 1 state by advisors, and the most are in Los Angeles (20). 56 list the CFP designation and 13 are also registered broker representatives.

Mariner advisors by city in California

Every firm in California →

Los Angeles 20Newport Beach 12San Diego 10Pleasanton 7El Segundo 6Sacramento 5Walnut Creek 5San Jose 4Ventura 4Corte Madera 3Emeryville 3Fullerton 3Los Altos 3Woodland Hills 3Alamo 2Carlsbad 2Danville 2Irvine 2Davis 1Diablo 1El Suegundo 1Fremont 1La Mesa 1Lake Forest 1Los Angles 1Mountain View 1North Hollywood 1Pittsburg 1Pleasant Hill 1Rancho Sant Margarita 1Redondo Beach 1San Carlos 1San Fracisco 1San Mateo 1San Pablo 1San Rafael 1Santa Monica 1Valencia 1

Mariner advisors in California, A to Z

Search by name →

Mariner advisors in every state →Mariner: assets, clients and custodians →Mariner news and advisor moves →Advisor Moves: who changed firms this week →

Mariner in other states

Kansas 115Florida 63New Jersey 58New York 57Ohio 48Texas 44Illinois 34Pennsylvania 34Oklahoma 29Arizona 27Oregon 23Colorado 21Massachusetts 20Tennessee 20Washington 20Missouri 18Michigan 17Minnesota 17Indiana 15Nebraska 13New Hampshire 13North Carolina 12Georgia 8South Carolina 8South Dakota 7Wisconsin 7Connecticut 5Delaware 5Maryland 5Arkansas 4

Questions

How many Mariner financial advisors are in California?

116 investment adviser representatives are registered at Mariner offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 903 at the firm nationwide. 56 list the CFP designation and 13 are also registered as broker representatives.

Where in California does Mariner have the most advisors?

Los Angeles, with 20, then Newport Beach (12). Mariner has advisors in 38 cities in California.

How do I check a Mariner advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Mariner office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.