Investment adviser representative · Mariner
Sean Van Der Wal
CRD 6012655 · Los Altos, CA
At a glance
Sean Van Der Wal is an investment adviser representative with Mariner in Los Altos, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Sean’s SEC record dates to 2014, about 11 years ago. Designations on file: Certified Financial Planner.
Current advisory firm
- MarinerSince September 2024Los Altos, CA · $125B in regulatory assets
SEC adviser record
- Registered since
- 2014 (11 years)
- Designations
- Certified Financial Planner
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Sean’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.