Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Mariner financial advisors in Sacramento, CA

Every SEC-registered investment adviser representative at a Mariner office in Sacramento, A to Z.

The short answer

4 registered advisors work at Mariner in Sacramento, out of 903 at the firm nationwide; it ranks number 26 in the city by advisors. 1 list the CFP designation and 1 are also registered broker representatives.

Mariner advisors in Sacramento, A to Z

Every Mariner advisor →

Mariner advisors in every city and state →Mariner: assets, clients and custodians →Mariner news and advisor moves →Advisor Moves: who changed firms this week →

Mariner advisors in other cities

Overland Park, KS 110New York, NY 43Cincinnati, OH 36Oakbrook Terrace, IL 27Tulsa, OK 22Sarasota, FL 21Los Angeles, CA 20Manasquan, NJ 20Scottsdale, AZ 19Madison, NJ 18Bellevue, WA 16Plano, TX 16Tigard, OR 16Bloomington, MN 13Brentwood, MO 13

Other firms in Sacramento

All Sacramento advisors →

Wells Fargo Clearing Services, LLC 51Merrill Lynch, Pierce, Fenner & Smith Incorporated 49Allworth Financial, L.P. 44LPL Financial LLC 43Morgan Stanley 40Strategic Advisers LLC 35Osaic Wealth, Inc. 27Charles Schwab & Co., Inc. 19Captrust 17Ameriprise Financial Services, LLC 14Edward Jones 14UBS Financial Services Inc. 13

Questions

How many financial advisors does Mariner have in Sacramento?

4 investment adviser representatives are registered at Mariner offices in Sacramento, California, according to the SEC's Investment Adviser Public Disclosure records, out of 903 nationwide. 1 list the CFP designation and 1 are also registered as broker representatives.

Is Mariner one of the largest advisor employers in Sacramento?

Mariner ranks number 26 in Sacramento by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 51.

How do I check a Mariner advisor in Sacramento?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Mariner office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.