Financial ADVSR advisor directory · SEC adviser records
Mariner financial advisors in Fullerton, CA
Every SEC-registered investment adviser representative at a Mariner office in Fullerton, A to Z.
3 registered advisors work at Mariner in Fullerton, out of 941 at the firm nationwide; it ranks number 9 in the city by advisors. 2 list the CFP designation and 0 are also registered broker representatives.
Mariner advisors in Fullerton, A to Z
Every Mariner advisor →- Dawn M. BowmanInvestment adviser rep
- Johnny TepCertified Financial Planner
- Geoffrey T. WatersCertified Financial Planner
Mariner advisors in every city and state →Mariner: assets, clients and custodians →Mariner news and advisor moves →Advisor Moves: who changed firms this week →
Mariner advisors in other cities
Overland Park, KS 113New York, NY 48Cincinnati, OH 39Oakbrook Terrace, IL 27Los Angeles, CA 22Sarasota, FL 21Tulsa, OK 21Madison, NJ 19Manasquan, NJ 19Scottsdale, AZ 17Bellevue, WA 16Bloomington, MN 16Plano, TX 15Brentwood, MO 14Englewood, CO 14
Other firms in Fullerton
All Fullerton advisors →Cetera Investment Advisers LLC 13Eclectic Associates, Inc. 9LPL Financial LLC 8J.P. Morgan Securities LLC 4The Ameriflex Group 4Transamerica Financial Advisors, LLC 4U.S. Bancorp Advisors, LLC 4Crane & Associates Wealth Management 3Merrill Lynch, Pierce, Fenner & Smith Incorporated 3Osaic Wealth, Inc. 3
Questions
How many financial advisors does Mariner have in Fullerton?
3 investment adviser representatives are registered at Mariner offices in Fullerton, California, according to the SEC's Investment Adviser Public Disclosure records, out of 941 nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.
Is Mariner one of the largest advisor employers in Fullerton?
Mariner ranks number 9 in Fullerton by registered advisors; Cetera Investment Advisers LLC has the most, with 13.
How do I check a Mariner advisor in Fullerton?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Mariner office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.