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Financial ADVSR advisor directory · SEC adviser records

Mariner financial advisors in San Jose, CA

Every SEC-registered investment adviser representative at a Mariner office in San Jose, A to Z.

The short answer

4 registered advisors work at Mariner in San Jose, out of 941 at the firm nationwide; it ranks number 38 in the city by advisors. 2 list the CFP designation and 0 are also registered broker representatives.

Mariner advisors in San Jose, A to Z

Every Mariner advisor →

Mariner advisors in every city and state →Mariner: assets, clients and custodians →Mariner news and advisor moves →Advisor Moves: who changed firms this week →

Mariner advisors in other cities

Overland Park, KS 113New York, NY 48Cincinnati, OH 39Oakbrook Terrace, IL 27Los Angeles, CA 22Sarasota, FL 21Tulsa, OK 21Madison, NJ 19Manasquan, NJ 19Scottsdale, AZ 17Bellevue, WA 16Bloomington, MN 16Plano, TX 15Brentwood, MO 14Englewood, CO 14

Other firms in San Jose

All San Jose advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 105Wells Fargo Clearing Services, LLC 102Morgan Stanley 78Strategic Advisers LLC 58LPL Financial LLC 48Ameriprise Financial Services, LLC 44J.P. Morgan Securities LLC 34LPL Enterprise, LLC 31Transamerica Financial Advisors, LLC 23RBC Capital Markets, LLC 20UBS Financial Services Inc. 20Osaic Wealth, Inc. 18

Questions

How many financial advisors does Mariner have in San Jose?

4 investment adviser representatives are registered at Mariner offices in San Jose, California, according to the SEC's Investment Adviser Public Disclosure records, out of 941 nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.

Is Mariner one of the largest advisor employers in San Jose?

Mariner ranks number 38 in San Jose by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 105.

How do I check a Mariner advisor in San Jose?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Mariner office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.