Financial ADVSR advisor directory · SEC adviser records
Mariner financial advisors in North Carolina
Every SEC-registered investment adviser representative at a Mariner office in North Carolina, by city and A to Z.
The short answer
12 registered advisors work at Mariner in North Carolina, out of 903 nationwide; it's the firm's number 23 state by advisors, and the most are in Charlotte (5). 7 list the CFP designation and 0 are also registered broker representatives.
Mariner advisors by city in North Carolina
Every firm in North Carolina →Charlotte 5Raleigh 2Asheville 1Chapel Hill 1Southern Pines 1Wilimington 1Wilmington 1
Mariner advisors in North Carolina, A to Z
Search by name →- Frances O. CronlundCharlotte · Certified Financial Planner
- Rebekah S. FullerWilimington · Certified Financial Planner
- Jennifer L. KrizkaCharlotte
- Dylan W. LustigRaleigh · Certified Financial Planner
- Deborah L. McWilliamsCharlotte · Certified Financial Planner
- Richard B. NathanChapel Hill
- Grant A. Palmer IVCharlotte · Certified Financial Planner
- Amelia K. PenkiunasSouthern Pines
- Lukas S. VoithAsheville
- Chad L. WeathermanRaleigh · Certified Financial Planner
- Meredith C. WoodsWilmington
- Scott W. ZimmermanCharlotte · Certified Financial Planner
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Mariner in other states
California 116Kansas 115Florida 63New Jersey 58New York 57Ohio 48Texas 44Illinois 34Pennsylvania 34Oklahoma 29Arizona 27Oregon 23Colorado 21Massachusetts 20Tennessee 20Washington 20Missouri 18Michigan 17Minnesota 17Indiana 15Nebraska 13New Hampshire 13Georgia 8South Carolina 8South Dakota 7Wisconsin 7Connecticut 5Delaware 5Maryland 5Arkansas 4
Questions
How many Mariner financial advisors are in North Carolina?
12 investment adviser representatives are registered at Mariner offices in North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 903 at the firm nationwide. 7 list the CFP designation and 0 are also registered as broker representatives.
Where in North Carolina does Mariner have the most advisors?
Charlotte, with 5, then Raleigh (2). Mariner has advisors in 7 cities in North Carolina.
How do I check a Mariner advisor in North Carolina?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Mariner office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.