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Financial ADVSR advisor directory · SEC adviser records

Mariner financial advisors in South Dakota

Every SEC-registered investment adviser representative at a Mariner office in South Dakota, by city and A to Z.

The short answer

7 registered advisors work at Mariner in South Dakota, out of 903 nationwide; it's the firm's number 26 state by advisors, and the most are in Sioux Falls (6). 3 list the CFP designation and 0 are also registered broker representatives.

Mariner advisors by city in South Dakota

Every firm in South Dakota →

Sioux Falls 6Rapid City 1

Mariner advisors in South Dakota, A to Z

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Mariner in other states

California 116Kansas 115Florida 63New Jersey 58New York 57Ohio 48Texas 44Illinois 34Pennsylvania 34Oklahoma 29Arizona 27Oregon 23Colorado 21Massachusetts 20Tennessee 20Washington 20Missouri 18Michigan 17Minnesota 17Indiana 15Nebraska 13New Hampshire 13North Carolina 12Georgia 8South Carolina 8Wisconsin 7Connecticut 5Delaware 5Maryland 5Arkansas 4

Questions

How many Mariner financial advisors are in South Dakota?

7 investment adviser representatives are registered at Mariner offices in South Dakota, according to the SEC's Investment Adviser Public Disclosure records, out of 903 at the firm nationwide. 3 list the CFP designation and 0 are also registered as broker representatives.

Where in South Dakota does Mariner have the most advisors?

Sioux Falls, with 6, then Rapid City (1). Mariner has advisors in 2 cities in South Dakota.

How do I check a Mariner advisor in South Dakota?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Mariner office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.