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Financial ADVSR advisor directory · SEC adviser records

Mariner financial advisors in Charlotte, NC

Every SEC-registered investment adviser representative at a Mariner office in Charlotte, A to Z.

The short answer

4 registered advisors work at Mariner in Charlotte, out of 903 at the firm nationwide; it ranks number 105 in the city by advisors. 3 list the CFP designation and 0 are also registered broker representatives.

Mariner advisors in Charlotte, A to Z

Every Mariner advisor →

Mariner advisors in every city and state →Mariner: assets, clients and custodians →Mariner news and advisor moves →Advisor Moves: who changed firms this week →

Mariner advisors in other cities

Overland Park, KS 110New York, NY 43Cincinnati, OH 36Oakbrook Terrace, IL 27Tulsa, OK 22Sarasota, FL 21Los Angeles, CA 20Manasquan, NJ 20Scottsdale, AZ 19Madison, NJ 18Bellevue, WA 16Plano, TX 16Tigard, OR 16Bloomington, MN 13Brentwood, MO 13

Other firms in Charlotte

All Charlotte advisors →

Vanguard Advisers, Inc. 642Merrill Lynch, Pierce, Fenner & Smith Incorporated 428Wells Fargo Clearing Services, LLC 342Tiaa-Cref Individual & Institutional Services, LLC 327UBS Financial Services Inc. 144Truist Advisory Services, Inc. 118LPL Financial LLC 114Morgan Stanley 101Ameriprise Financial Services, LLC 100Strategic Advisers LLC 79Principal Advised Services 66Ip Financial Advisory Services LLC 60

Questions

How many financial advisors does Mariner have in Charlotte?

4 investment adviser representatives are registered at Mariner offices in Charlotte, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 903 nationwide. 3 list the CFP designation and 0 are also registered as broker representatives.

Is Mariner one of the largest advisor employers in Charlotte?

Mariner ranks number 105 in Charlotte by registered advisors; Vanguard Advisers, Inc. has the most, with 642.

How do I check a Mariner advisor in Charlotte?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Mariner office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.