Financial ADVSR advisor directory · SEC adviser records
Mariner financial advisors in Emeryville, CA
Every SEC-registered investment adviser representative at a Mariner office in Emeryville, A to Z.
The short answer
3 registered advisors work at Mariner in Emeryville, out of 903 at the firm nationwide; it ranks number 1 in the city by advisors. 1 list the CFP designation and 0 are also registered broker representatives.
Mariner advisors in Emeryville, A to Z
Every Mariner advisor →- Alexis J. HowardCertified Financial Planner
- Scott L. LummerChartered Financial Analyst
- Joseph J. SimsChartered Financial Analyst
Mariner advisors in every city and state →Mariner: assets, clients and custodians →Mariner news and advisor moves →Advisor Moves: who changed firms this week →
Mariner advisors in other cities
Overland Park, KS 110New York, NY 43Cincinnati, OH 36Oakbrook Terrace, IL 27Tulsa, OK 22Sarasota, FL 21Los Angeles, CA 20Manasquan, NJ 20Scottsdale, AZ 19Madison, NJ 18Bellevue, WA 16Plano, TX 16Tigard, OR 16Bloomington, MN 13Brentwood, MO 13
Questions
How many financial advisors does Mariner have in Emeryville?
3 investment adviser representatives are registered at Mariner offices in Emeryville, California, according to the SEC's Investment Adviser Public Disclosure records, out of 903 nationwide. 1 list the CFP designation and 0 are also registered as broker representatives.
Is Mariner one of the largest advisor employers in Emeryville?
Mariner ranks number 1 in Emeryville by registered advisors, ahead of every other firm.
How do I check a Mariner advisor in Emeryville?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Mariner office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.