Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Riverside, CT
Every SEC-registered investment adviser representative at a firm office in Riverside, with the firms that employ the most of them.
18 registered advisors work in Riverside; the most are at J.P. Morgan Securities LLC (3). 1 list the CFP designation and 9 are also registered broker representatives.
Firms with the most advisors in Riverside
| Firm | Advisors in Riverside |
|---|---|
| J.P. Morgan Securities LLC news | 3 |
| Baxter Investment Management | 2 |
| Cambridge Investment Research Advisors, Inc. news | 2 |
| Tuttle Capital Management, LLC | 2 |
| Andrew Garrett Inc. | 1 |
| Citigroup Global Markets Inc. news | 1 |
| Edelman Financial Engines news | 1 |
| LPL Financial LLC news | 1 |
| Little Point Capital, LLC | 1 |
| Raymond James & Associates, Inc. news | 1 |
| Silversea Capital, LLC | 1 |
| Simplicity Wealth | 1 |
| Stone Lake Wealth Management, LLC | 1 |
Advisors in Riverside, A to Z
CFP advisors in Riverside →- William J. Baxter IVBaxter Investment Management
- Diego A. Brachfeld ParlaghyCitigroup Global Markets Inc.
- Robert CannonSimplicity Wealth
- Garett C. CerasoLPL Financial LLC
- Charles E. DearCambridge Investment Research Advisors, Inc.
- Donald M. Freeman IIICambridge Investment Research Advisors, Inc.
- Alfonso GiudiciRaymond James & Associates, Inc.
- Damon L. HartBaxter Investment Management
- Mariano A. HeninAndrew Garrett Inc. · Certified Financial Planner
- Sumit KumarStone Lake Wealth Management, LLC
- Michael LierschEdelman Financial Engines
- Frances L. NewtonTuttle Capital Management, LLC
- Danyal N. OzizmirLittle Point Capital, LLC
- Federico E. RodriguezSilversea Capital, LLC · Chartered Financial Analyst
- Gregory L. SatrialeJ.P. Morgan Securities LLC
- Anna SoaveJ.P. Morgan Securities LLC
- Matthew B. TuttleTuttle Capital Management, LLC
- Jonathan J. UrbinaJ.P. Morgan Securities LLC
Other cities in Connecticut
All of Connecticut →Stamford 851Greenwich 629Westport 397Glastonbury 389West Hartford 353New Haven 277Fairfield 275Shelton 239Hartford 220Farmington 212Darien 137Windsor 132Guilford 103Madison 101Mystic 90Ridgefield 86Norwalk 82New Canaan 79Milford 73Southbury 73Danbury 71North Haven 69Hamden 62Wilton 59
Questions
How many financial advisors are in Riverside, CT?
18 investment adviser representatives are registered at firm offices in Riverside, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 9 of them are also registered as broker representatives, and 1 list the CFP designation.
Which firm has the most financial advisors in Riverside?
J.P. Morgan Securities LLC, with 3 registered advisors in Riverside, followed by Baxter Investment Management with 2.
How do I check a financial advisor in Riverside?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.